Sphinx Advisory GroupSphinx Advisory Group

Privacy Policy

Investment advisers are required by law to inform their clients of their policies regarding privacy of client information.We are bound by professional standards of confidentiality that are even more stringent than those required by law.Federal law gives the customer the right to limit some but not all sharing of personal information. It also requires us totell you how we collect, share, and protect your personal information.

Types of nonpublic personal information (npi) we collect

We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization.

This can include but is not limited to your Social Security Number, Date of Birth, Banking Information, Financial Account Numbers and/or Balances, Sources of Income, and Credit Card Numbers or Information.

When you are no longer our customer, we may continue to share your information only as described in this notice.

Parties to whom we disclose information

All Investment Advisers may need to share personal information to run their everyday business. Below are the reasons we may share your personal information:
  • For everyday business purposes — such as processing transactions, maintaining your account(s), responding to court orders and legal investigations, or reporting to credit bureaus.
  • For our marketing — to offer our products and services to you.
  • For joint marketing — to market financial products or services in partnership with other financial companies.
  • For our affiliates’ everyday business purposes — including information about your transactions, experiences, and creditworthiness.
  • For non-affiliates — to market to you.
If you are a new customer, we may begin sharing your information on the day you sign our agreement. When you are no longer our customer, we may continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.

Protecting Confidentiality of Current and Former Clients’ Information

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law, including computer safeguards, secured files, and secure buildings.

Federal Law Gives You the Right to Limit Sharing—Opting Out

Federal law allows you to limit the sharing of your NPI by “opting out” of the following:
  • Sharing for affiliates’ everyday business purposes—information about your creditworthiness.
  • Sharing with affiliates or non-affiliates who use your information to market to you.
State laws and individual companies may provide you with additional rights to limit sharing. Please notify us immediately if you choose to opt out of these types of sharing.

Please call if you have any questions.

Your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.
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info@sphinxadvisorygroup.com
(855) 555-5555
16192 Coastal Hwy
Lewis, DE 19958
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Advisory Services offered through Concurrent Investment Advisors, LLC, an SEC Registered Investment Advisor. Brokerage services offered through Purshe Kaplan Sterling Investments (PKS), Member FINRA/SIPC Headquartered at 80 State Street, Albany, NY 12207. PKS and Concurrent Investment Advisors, LLC are not affiliated companies.
Fidelity Investments and Fidelity Institutional® (together “Fidelity”) is an independent company unaffiliated with Concurrent Investment Advisors LLC (“Concurrent”). Fidelity is a service provider to Concurrent. There is no form of legal partnership, agency affiliation, or similar relationship between Concurrent and Fidelity, nor is such a relationship created or implied by the information herein. Fidelity Institutional® provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC 1077692.1.0